Cheung, Wai Yip (SFC:AWO073) 張偉業

HKMA registration number:AC9091

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG SECURITIES LIMITED	RO	Dealing in securities	2023-08-15	-
	Rep	Dealing in securities	2023-06-29	2023-08-15
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2010-12-23	2011-04-01
	Rep	Asset management	2010-12-23	2011-04-01
	Rep	Dealing in securities	2010-12-23	2011-04-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AC9091

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
恒生銀行有限公司	Dealing in securities	Non-EO	INVESTMENT SERVICES	2018-09-10	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	INVESTMENT SERVICES	2018-09-10	—	Current
恒生銀行有限公司	Providing automated trading services	Non-EO	INVESTMENT SERVICES	2018-09-10	—	Current
中國建設銀行 (亞洲) 股份有限公司	Dealing in securities	Non-EO	—	2013-11-15	2018-08-12	Former
中國建設銀行 (亞洲) 股份有限公司	Advising on securities	Non-EO	—	2013-11-15	2018-08-12	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2011-04-16	2013-08-27	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2011-04-16	2013-08-27	Former
恒生銀行有限公司	Dealing in securities	Non-EO	—	2006-04-18	2011-03-31	Former
恒生銀行有限公司	Advising on securities	Non-EO	—	2006-04-18	2011-03-31	Former
恒生銀行有限公司	Providing automated trading services	Non-EO	—	2006-04-18	2011-03-31	Former