Personnel Hong Kong SFC License Details (ID 130707)

Personnel Hong Kong SFC License Details (ID 130707)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2025-09-12	2025-09-18
	Rep	Advising on securities	2025-05-23	2025-05-29
	Rep	Advising on securities	2025-03-07	2025-03-12
	Rep	Advising on securities	2024-12-06	2024-12-12
	Rep	Advising on securities	2024-09-20	2024-09-25
	Rep	Advising on securities	2024-05-24	2024-05-28
	Rep	Advising on securities	2024-04-17	2024-04-19
	Rep	Advising on securities	2024-01-12	2024-01-16
	Rep	Advising on securities	2023-09-12	2023-09-15
	Rep	Advising on securities	2023-05-30	2023-06-02
	Rep	Advising on securities	2023-02-24	2023-03-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-10	2011-01-15