Personnel Hong Kong SFC License Details (ID 130713)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-16	2017-02-23
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-07-16	2017-02-23
RICHLAND WORLDWIDE LIMITED	Rep	Advising on securities	2011-02-09	2011-03-17