Personnel Hong Kong SFC License Details (ID 130734)

Personnel Hong Kong SFC License Details (ID 130734)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-01-17	2024-01-23
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-01-14	2019-02-01
	Rep	Dealing in securities	2019-01-14	2019-02-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2019-01-14	2019-02-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-11-15	2018-12-31
	Rep	Dealing in securities	2018-11-15	2018-12-31
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-11-15	2018-12-31
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-01-17	2011-02-11