Personnel SFC Licences and HKMA Registrations (ID 130761)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in securities	2021-05-27	-
	Rep	Dealing in securities	2017-06-21	2021-05-27
Morgan Stanley Asia Limited	Rep	Dealing in securities	2012-03-02	2012-03-09
	Rep	Dealing in securities	2011-03-18	2011-04-17
	Rep	Dealing in securities	2011-01-21	2011-02-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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