Personnel SFC Licences and HKMA Registrations (ID 130769)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2016-02-25	-
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2016-02-25	-
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-08-22	2016-02-06
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-08-22	2016-02-06
OnePlatform Asset Management Limited	Rep	Dealing in securities	2011-02-17	2011-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.