Personnel SFC Licences and HKMA Registrations (ID 130793)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhong Ou Asset Management International Limited	RO	Dealing in securities	2023-05-22	-
	RO	Advising on securities	2018-08-10	-
	RO	Asset management	2018-08-10	-
	Rep	Advising on securities	2018-07-10	2018-08-10
	Rep	Asset management	2018-07-10	2018-08-10
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2017-08-16	2018-06-08
	Rep	Advising on futures contracts	2015-07-20	2018-06-08
	RO	Advising on securities	2015-04-21	2018-06-08
	Rep	Advising on securities	2015-04-02	2015-04-21
	Rep	Dealing in securities	2015-04-02	2017-08-16
	Rep	Asset management	2015-04-02	2018-06-08
HFT INVESTMENT MANAGEMENT (HK) LIMITED	RO	Advising on securities	2013-07-30	2015-01-31
	RO	Asset management	2013-07-30	2015-01-31
	Rep	Advising on securities	2011-03-11	2013-07-30
	Rep	Asset management	2011-03-11	2013-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.