Personnel Hong Kong SFC License Details (ID 130841)

Personnel Hong Kong SFC License Details (ID 130841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	2014-11-24	2016-04-01
	Rep	Asset management	2014-11-24	2016-04-01
CHELSEA SECURITIES LIMITED	Rep	Advising on securities	2013-03-18	2014-06-30
	Rep	Dealing in securities	2013-03-18	2014-06-30
ANGLO CHINESE SECURITIES, LIMITED (HK)	Rep	Advising on securities	2011-10-14	2013-02-15
	Rep	Dealing in securities	2011-10-14	2013-02-15
Knight Capital Asia Limited	Rep	Advising on securities	2011-02-18	2011-08-04
	Rep	Dealing in securities	2011-02-18	2011-08-04