Personnel Hong Kong SFC License Details (ID 130864)

Personnel Hong Kong SFC License Details (ID 130864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shinhan Asset Management (Hong Kong) Limited	RO	Advising on securities	2019-01-25	2022-06-17
	RO	Asset management	2019-01-25	2022-06-17
	Rep	Advising on securities	2018-11-07	2019-01-25
	Rep	Asset management	2018-11-07	2019-01-25
HFT INVESTMENT MANAGEMENT (HK) LIMITED	RO	Advising on securities	2018-01-24	2018-10-10
	RO	Asset management	2018-01-24	2018-10-10
	Rep	Dealing in securities	2018-01-24	2018-10-10
	Rep	Asset management	2015-10-30	2018-01-24
	Rep	Advising on securities	2011-03-21	2018-01-24