| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-03-21 | 2011-09-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-21 | 2011-09-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2011-02-25 | 2011-03-01 |