Personnel Hong Kong SFC License Details (ID 130890)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2020-06-22	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2020-05-15	-
	Rep	Dealing in securities	2020-05-15	-
Crosby Securities Limited	Rep	Advising on securities	2019-10-03	2020-05-03
	Rep	Dealing in securities	2019-10-03	2020-05-03
KILMOREY SECURITIES LIMITED	RO	Advising on securities	2018-09-04	2019-08-01
	RO	Dealing in securities	2017-11-09	2019-08-01
	Rep	Dealing in securities	2017-06-15	2017-11-09
	Rep	Advising on securities	2017-06-15	2018-09-04
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2017-01-25	2017-02-25
	Rep	Dealing in securities	2017-01-25	2017-02-25
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2016-06-14	2017-01-13
	Rep	Dealing in securities	2016-06-14	2017-01-13
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2016-02-22	2016-05-17
	Rep	Asset management	2016-02-22	2016-05-17
	Rep	Dealing in securities	2016-02-22	2016-05-17
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-08-21	2016-01-31
	Rep	Dealing in securities	2014-08-21	2016-01-31
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2013-11-18	2016-01-31
	Rep	Dealing in securities	2013-11-18	2016-01-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-10-26	2013-11-06
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2011-05-03	2011-08-17