| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2011-09-22 | 2013-09-27 |
| Rep | Dealing in securities | 2011-09-22 | 2013-09-27 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-22 | 2013-09-27 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-03-04 | 2011-09-10 |