Personnel Hong Kong SFC License Details (ID 130915)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-10-27	2016-11-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-10-27	2016-11-02
	Rep	Dealing in securities	2016-10-27	2016-11-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-03-16	2011-06-21
	Rep	Dealing in securities	2011-03-16	2011-06-21