Tanti, Alexander John

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-02-06	2016-04-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-02-06	2016-04-01
	Rep	Dealing in futures contracts	2014-02-06	2016-04-01
	Rep	Dealing in securities	2014-02-06	2016-04-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-06-05	2013-11-07
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2012-12-12	2013-11-01
	Rep	Dealing in futures contracts	2012-12-12	2013-11-07
	Rep	Dealing in securities	2012-12-12	2013-11-07
	Rep	Dealing in futures contracts	2011-11-10	2011-12-10
	Rep	Dealing in securities	2011-11-10	2011-12-10
	Rep	Dealing in futures contracts	2011-03-21	2011-06-21
	Rep	Dealing in securities	2011-03-21	2011-06-21

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-02-06	2016-04-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2014-02-06	2016-04-01
	Rep	Dealing in futures contracts	2014-02-06	2016-04-01
	Rep	Dealing in securities	2014-02-06	2016-04-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-06-05	2013-11-07
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2012-12-12	2013-11-01
	Rep	Dealing in futures contracts	2012-12-12	2013-11-07
	Rep	Dealing in securities	2012-12-12	2013-11-07
	Rep	Dealing in futures contracts	2011-11-10	2011-12-10
	Rep	Dealing in securities	2011-11-10	2011-12-10
	Rep	Dealing in futures contracts	2011-03-21	2011-06-21
	Rep	Dealing in securities	2011-03-21	2011-06-21