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Barker, Stephen (SFC:AWZ978) Hong Kong SFC License Details (ID 130960)
Barker, Stephen (SFC:AWZ978)
SFC ID:
AWZ978
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Jefferies Hong Kong Limited
Rep
Advising on securities
2020-01-13
-
MF Global Hong Kong Limited
Rep
Advising on securities
2011-03-21
2011-05-03