Personnel Hong Kong SFC License Details (ID 130972)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2013-07-23	2015-09-02
	Rep	Dealing in securities	2013-07-23	2015-09-02
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-01-03	2012-09-04
	Rep	Dealing in securities	2012-01-03	2012-09-04
	Rep	Dealing in futures contracts	2011-03-18	2011-06-18
	Rep	Dealing in securities	2011-03-18	2011-06-18