| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-01-12 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2018-01-12 | - |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-11-03 | 2017-11-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-11-03 | 2017-11-13 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-08-11 | 2017-08-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-08-11 | 2017-08-21 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-02-17 | 2017-02-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-02-17 | 2017-02-27 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-03-11 | 2016-03-21 |
| Rep | Dealing in securities | 2015-06-25 | 2015-07-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2015-06-25 | 2015-07-07 |
| Marex Financial Services Hong Kong Limited | Rep | Dealing in securities | 2011-08-03 | 2012-06-01 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-24 | 2011-06-24 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-03-24 | 2011-06-24 |