Personnel Hong Kong SFC License Details (ID 131075)

Personnel Hong Kong SFC License Details (ID 131075)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2018-09-14	2018-09-18
	Rep	Dealing in securities	2016-09-15	2016-09-22
	Rep	Dealing in securities	2014-05-19	2014-05-22
	Rep	Dealing in securities	2013-10-28	2013-11-02
	Rep	Dealing in securities	2013-03-04	2013-03-07
	Rep	Dealing in securities	2012-09-11	2012-09-12
	Rep	Dealing in securities	2012-04-24	2012-04-25
	Rep	Dealing in securities	2011-11-07	2011-11-08
	Rep	Dealing in securities	2011-09-22	2011-09-24
	Rep	Dealing in securities	2011-04-13	2011-05-13