Personnel SFC Licences and HKMA Registrations (ID 131104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prudence Investment Management (Hong Kong) Limited	RO	Advising on securities	2026-09-24	-
	RO	Asset management	2026-09-24	-
Fangyuan Capital (Hong Kong) Limited	RO	Advising on securities	2018-04-17	2020-07-16
	RO	Asset management	2018-04-17	2020-07-16
Prudence Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2017-07-24	2021-04-16
	Rep	Advising on securities	2017-04-18	2026-09-24
	Rep	Asset management	2011-05-27	2026-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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