Personnel Hong Kong SFC License Details (ID 131135)

Personnel Hong Kong SFC License Details (ID 131135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2019-11-29	-
	Rep	Asset management	2019-11-29	-
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2019-07-17	2019-11-28
	Rep	Asset management	2019-07-17	2019-11-28
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Advising on securities	2016-05-27	2018-09-01
	Rep	Asset management	2016-05-27	2018-09-01
	Rep	Dealing in securities	2016-05-27	2018-09-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-01-29	2016-05-19
	Rep	Dealing in securities	2016-01-29	2016-05-19
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2011-06-01	2016-01-06