Personnel Hong Kong SFC License Details (ID 131138)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2018-12-31
	Rep	Advising on securities	2015-12-14	2017-10-02
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2011-06-01	2013-08-24