Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 131247)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED
Rep
Dealing in securities
2016-01-28
2017-02-28
BCT Financial Limited
Rep
Advising on securities
2011-06-01
2011-08-01
Rep
Dealing in securities
2011-06-01
2011-08-01