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Le-Gallez, Richard Steven Hong Kong SFC License Details (ID 131276)
Le-Gallez, Richard Steven
SFC ID:
AXI089
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED
Rep
Dealing in futures contracts
2011-05-25
2011-08-20
Rep
Dealing in securities
2011-05-25
2011-08-20