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Ma, Sean 馬自銘 SFC Licences and HKMA Registrations (ID 131280)
Ma, Sean 馬自銘
SFC ID:
AXI103
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Snow Lake Capital (HK) Limited
RO
Advising on securities
2019-06-14
2023-01-31
RO
Asset management
2011-07-21
2023-01-31
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.