Personnel Hong Kong SFC License Details (ID 131325)

Personnel Hong Kong SFC License Details (ID 131325)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cosmos One Capital Limited	Rep	Advising on securities	2025-10-20	-
	Rep	Asset management	2025-10-20	-
	Rep	Dealing in securities	2025-10-20	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2015-05-21	2025-09-25
	Rep	Dealing in securities	2015-05-21	2025-09-25
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-21	2025-09-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-07-13	2011-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-07-13	2011-09-01