| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-01-18 | - |
| Rep | Dealing in securities | 2016-01-18 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2013-11-20 | 2015-12-31 |
| Rep | Dealing in securities | 2013-11-20 | 2015-12-31 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-24 | 2011-09-01 |
| Rep | Dealing in securities | 2011-06-24 | 2011-09-01 |
No HKMA registrations in the collected records.