Personnel Hong Kong SFC License Details (ID 131383)

Personnel Hong Kong SFC License Details (ID 131383)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-10-31	-
	Rep	Asset management	2025-10-31	-
	Rep	Dealing in securities	2025-10-31	-
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Dealing in securities	2024-07-16	2025-10-10
	Rep	Advising on securities	2024-07-08	2025-10-10
	Rep	Asset management	2024-07-08	2025-10-10
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2020-01-23	2024-05-28
	Rep	Asset management	2020-01-23	2024-05-28
BOCHK Asset Management Limited	Rep	Advising on securities	2012-02-13	2020-01-12
	Rep	Dealing in securities	2012-02-13	2020-01-12
	Rep	Asset management	2011-08-10	2020-01-12