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Lam, Alice Shem Ling 藍琛玲 Hong Kong SFC License Details (ID 131389)
Lam, Alice Shem Ling 藍琛玲
SFC ID:
AXO114
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NF Trinity Capital (Hong Kong) Limited
Rep
Advising on securities
2015-01-20
2015-03-31
Seres Asset Management Limited
Rep
Asset management
2011-07-12
2011-08-19