Personnel SFC Licences and HKMA Registrations (ID 131421)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-02-04	-
	Rep	Advising on securities	2012-11-28	2012-12-28
	Rep	Advising on securities	2011-07-25	2011-08-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.