Webb-site Legacy
En
Home
Govan, James Alexander Thomas Hong Kong SFC License Details (ID 131436)
Govan, James Alexander Thomas
SFC ID:
AXS677
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BARING ASSET MANAGEMENT (ASIA) LIMITED
Rep
Advising on securities
2011-08-19
2011-08-26
Rep
Dealing in securities
2011-08-19
2011-08-26