Personnel Hong Kong SFC License Details (ID 131437)

Personnel Hong Kong SFC License Details (ID 131437)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sinostar Asset Management Limited	Rep	Advising on securities	2018-08-08	2020-05-08
	Rep	Asset management	2018-08-08	2020-05-08
Sinostar Securities Limited	Rep	Dealing in securities	2018-07-26	2020-05-08
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-08-03	2018-07-23
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2016-07-29	2017-05-25
Glory Sun Securities Limited	Rep	Dealing in securities	2013-04-22	2013-09-01
oOo Securities (HK) Group Limited	Rep	Asset management	2012-08-14	2013-03-21
	Rep	Advising on securities	2012-07-12	2013-03-21
	Rep	Dealing in securities	2012-07-12	2013-03-21
Channel 8 Wealth Management Limited	Rep	Advising on securities	2011-09-01	2012-04-03
	Rep	Dealing in securities	2011-09-01	2012-04-03