Personnel Hong Kong SFC License Details (ID 131460)

Personnel Hong Kong SFC License Details (ID 131460)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-04-10	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-04-10	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-03-18	2015-03-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-03-18	2015-03-24
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-02-13	2014-02-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-02-13	2014-02-20
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-08-19	2011-09-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-08-19	2011-09-02