Personnel SFC Licences and HKMA Registrations (ID 131499)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2018-08-09	-
	Rep	Dealing in securities	2018-08-09	-
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2011-09-16	2013-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.