Personnel Hong Kong SFC License Details (ID 13212788)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	Advising on futures contracts	2018-03-26	-
	RO	Dealing in futures contracts	2018-03-26	-
CICC US Securities (Hong Kong) Limited	RO	Dealing in securities	2018-03-26	-