Personnel Hong Kong SFC License Details (ID 132207)

Personnel Hong Kong SFC License Details (ID 132207)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSH INVESTMENT SOLUTIONS (HK) LIMITED	Rep	Advising on securities	2025-07-15	-
	Rep	Asset management	2025-07-15	-
	Rep	Dealing in securities	2025-07-15	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-01-20	2025-06-06
	Rep	Asset management	2014-01-20	2025-06-06
	Rep	Dealing in securities	2014-01-20	2025-06-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2014-01-20	2025-06-06
	Rep	Asset management	2014-01-20	2025-06-06
	Rep	Dealing in securities	2014-01-20	2025-06-06
BCT Financial Limited	Rep	Advising on securities	2011-09-28	2014-01-06
	Rep	Dealing in securities	2011-09-28	2014-01-06