Personnel SFC Licences and HKMA Registrations (ID 132212)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2018-01-03	-
	Rep	Dealing in securities	2018-01-03	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Asset management	2011-09-26	2011-12-05
	Rep	Advising on securities	2011-09-26	2017-11-16
	Rep	Dealing in securities	2011-09-26	2017-11-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.