Personnel Hong Kong SFC License Details (ID 132229)

Personnel Hong Kong SFC License Details (ID 132229)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2019-11-01	2025-06-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-10-30	2025-06-06
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-10-30	2025-06-06
	Rep	Dealing in securities	2019-10-30	2025-06-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-06-28	2019-07-08
	Rep	Dealing in securities	2017-06-28	2019-07-08
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2017-05-12
	Rep	Dealing in securities	2011-09-26	2017-05-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-09-26	2013-08-31