Personnel Hong Kong SFC License Details (ID 132237)

Personnel Hong Kong SFC License Details (ID 132237)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dingxin (Securities) Limited	Rep	Dealing in securities	2021-07-26	2024-07-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2018-12-31	2021-04-29
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-12	2021-04-29
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2013-07-12	2021-04-29
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-04-15	2013-06-07
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-03-27	2013-06-07
CNI Securities Group Limited	Rep	Dealing in securities	2011-09-22	2013-03-19