Personnel Hong Kong SFC License Details (ID 132254)

Personnel Hong Kong SFC License Details (ID 132254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VSFG Asset Management Limited	RO	Advising on securities	2023-02-08	-
	RO	Asset management	2023-02-08	-
	RO	Dealing in securities	2023-02-08	-
	Rep	Advising on securities	2022-10-03	2023-02-08
	Rep	Asset management	2022-10-03	2023-02-08
	Rep	Dealing in securities	2022-10-03	2023-02-08
Venture Smart Asia Limited	Rep	Advising on securities	2021-07-20	2022-09-30
	Rep	Asset management	2021-07-20	2022-09-30
	Rep	Dealing in securities	2021-07-20	2022-09-30
FITCH (HONG KONG) LIMITED	Rep	Providing credit rating services	2017-09-04	2017-12-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2011-09-26	2015-07-09
	Rep	Dealing in securities	2011-09-26	2015-07-09