Personnel Hong Kong SFC License Details (ID 132273)

Personnel Hong Kong SFC License Details (ID 132273)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	RO	Advising on corporate finance	2024-06-12	-
	Rep	Dealing in securities	2021-07-06	-
	Rep	Advising on corporate finance	2021-07-06	2024-06-12
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2021-07-06	-
EVER-LONG SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2021-02-02	2021-06-09
	Rep	Dealing in securities	2020-12-01	2021-06-09
	Rep	Advising on corporate finance	2020-10-29	2021-02-02
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2020-03-23	2020-05-26
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-01-11	2019-12-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-01-11	2019-12-31
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2015-08-27	2017-11-25
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2015-08-27	2017-11-25
KINGSWAY CAPITAL LIMITED	Rep	Dealing in securities	2014-06-20	2015-08-07
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2014-06-20	2015-08-07
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2011-09-22	2015-08-07