Personnel SFC Licences and HKMA Registrations (ID 132277)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	Rep	Dealing in futures contracts	2022-09-01	-
	Rep	Dealing in securities	2022-09-01	-
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-09-26	2012-09-10
	Rep	Dealing in securities	2011-09-26	2012-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.