Personnel Hong Kong SFC License Details (ID 132290)

Personnel Hong Kong SFC License Details (ID 132290)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2022-03-03	2022-12-31
	Rep	Asset management	2022-03-03	2022-12-31
Mirae Asset Capital (China) Limited	RO	Advising on securities	2019-09-26	2022-07-26
	RO	Asset management	2019-09-26	2022-07-26
	Rep	Advising on securities	2018-01-12	2019-09-26
	Rep	Asset management	2018-01-12	2019-09-26
Nine Masts Capital Limited	Rep	Asset management	2014-12-08	2017-01-31
NATIXIS ASIA LIMITED	Rep	Advising on securities	2011-09-27	2014-09-05
	Rep	Dealing in futures contracts	2011-09-27	2014-09-05
	Rep	Dealing in securities	2011-09-27	2014-09-05