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Duffy, Timothy Sean Hong Kong SFC License Details (ID 132291)
Duffy, Timothy Sean
SFC ID:
AYC807
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NATIXIS ASIA LIMITED
Rep
Advising on securities
2011-09-26
2014-09-05
Rep
Dealing in securities
2011-09-26
2014-09-05