Personnel Hong Kong SFC License Details (ID 132306)

Personnel Hong Kong SFC License Details (ID 132306)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2022-06-13	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2022-06-13	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-02	2022-05-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-06-02	2022-05-20
Donghai International Futures (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-08-16	2017-03-14
Donghai International Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-08-16	2017-03-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-11-21	2016-06-26
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-11-21	2016-06-26
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-09-28	2012-06-16
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-09-28	2012-06-16