Personnel Hong Kong SFC License Details (ID 132316)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2015-08-03	2018-03-29
	Rep	Dealing in securities	2015-08-03	2018-03-29
Houlihan Lokey (China) Limited	Rep	Advising on corporate finance	2014-04-17	2015-07-22
	Rep	Advising on securities	2014-04-17	2015-07-22
	Rep	Dealing in securities	2014-04-17	2015-07-22
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2011-09-23	2014-03-09
	Rep	Advising on securities	2011-09-23	2014-03-09