Personnel Hong Kong SFC License Details (ID 132373)

Personnel Hong Kong SFC License Details (ID 132373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2017-09-01	2022-06-30
	Rep	Asset management	2017-09-01	2022-06-30
	Rep	Dealing in securities	2017-09-01	2022-06-30
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2017-08-09
	Rep	Asset management	2012-11-28	2017-08-09
	Rep	Dealing in securities	2012-11-28	2017-08-09
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2011-09-30	2014-12-31
	Rep	Asset management	2011-09-30	2014-12-31
	Rep	Dealing in securities	2011-09-30	2014-12-31