Personnel SFC Licences and HKMA Registrations (ID 132384)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ELEPHAS INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2015-12-22	-
GUOTAI JUNAN FUND MANAGEMENT LIMITED	Rep	Advising on securities	2011-09-30	2015-12-12
	Rep	Asset management	2011-09-30	2015-12-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.