Personnel Hong Kong SFC License Details (ID 132385)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-03-19	2021-04-28
	Rep	Dealing in securities	2018-03-19	2021-04-28
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2011-09-30	2015-05-06