Personnel Hong Kong SFC License Details (ID 132391)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2014-12-04	2019-01-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-09-30	2014-09-16
	Rep	Advising on securities	2011-09-30	2014-09-16
	Rep	Dealing in securities	2011-09-30	2014-09-16
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-09-30	2014-09-16
	Rep	Advising on securities	2011-09-30	2014-09-16
	Rep	Dealing in securities	2011-09-30	2014-09-16