| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2018-12-03 |
| Rep | Dealing in securities | 2016-09-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 | 2018-12-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2011-12-02 | 2016-08-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-12-02 | 2016-08-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-09-30 | 2016-08-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-30 | 2016-08-27 |